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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2020-09-04
TX RA APPROVED 2020-09-04
  • TN RA
    APPROVED
    Since 2020-09-04
  • TX RA
    APPROVED
    Since 2020-09-04

Branch Locations

500 W 7Th Street, Columbia, TN 38401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Franklin TN 02/2016 09/2020
Morgan Stanley Private Bank, N.A. New York NY 04/2016 09/2020
Robert W Baird & Co Inc Franklin TN 09/2020 Present
Morgan Stanley Private Bank, N.A New York NY 04/2016 Present
  • 02/2016 → 09/2020
    Morgan Stanley Smith Barney Llc
    Franklin, TN
  • 04/2016 → 09/2020
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 09/2020 → Present
    Robert W Baird & Co Inc
    Franklin, TN
  • 04/2016 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

Name/Address: August 15 Capital, LLC 815 S. Main Street Columbia TN 38401 Start Date: Aug 11, 2025 Hours Spent: 1-5 hours/month Hours Spent During Trading: Less than one Role/Responsibility: LLC Member/Owner Non Investment Related Name/Address: Gold Coast Shipping Company LLC 1211 Woodland Crossing Columbia TN 38401 Start Date: 9/4/20 Hours Spent: 0-3 hours/month Hours Spent During Trading: Zero Role/Responsibility: LLC Member/Owner/Landlord Non Investment Related Name/Address: United Way of Maury County PO Box 22 Columbia TN 38402 Start Date: 9/1/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Treasurer Non Investment Related Name/Address: Maury County Chamber and Economic Alliance 106 W 6th St Columbia TN 38401 Start Date: 1/1/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-2 hours/month Role/Responsibility: Board Member; Investment Committee Investment Related Name/Address: CASA of Maury County 502 North Garden Street #103 Columbia TN 38401 Start Date: 1/1/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Treasurer Non Investment Related Name/Address: Winston Road Investments, 805 Athenaeum St, Columbia, TN 38401 Start Date: 8/11/2025 Hours Spent: 0-3 per month; During Trading Hours: 0-3 per month Role/Responsibility: Partner Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-15
  • S66 Uniform Combined State Law Examination
    2016-04-15

View on SEC IAPD

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