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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2020-09-04 |
| TX | RA | APPROVED | 2020-09-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Franklin | TN | 02/2016 | 09/2020 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 04/2016 | 09/2020 |
| Robert W Baird & Co Inc | Franklin | TN | 09/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 04/2016 | Present |
Name/Address: August 15 Capital, LLC 815 S. Main Street Columbia TN 38401 Start Date: Aug 11, 2025 Hours Spent: 1-5 hours/month Hours Spent During Trading: Less than one Role/Responsibility: LLC Member/Owner Non Investment Related Name/Address: Gold Coast Shipping Company LLC 1211 Woodland Crossing Columbia TN 38401 Start Date: 9/4/20 Hours Spent: 0-3 hours/month Hours Spent During Trading: Zero Role/Responsibility: LLC Member/Owner/Landlord Non Investment Related Name/Address: United Way of Maury County PO Box 22 Columbia TN 38402 Start Date: 9/1/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Treasurer Non Investment Related Name/Address: Maury County Chamber and Economic Alliance 106 W 6th St Columbia TN 38401 Start Date: 1/1/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-2 hours/month Role/Responsibility: Board Member; Investment Committee Investment Related Name/Address: CASA of Maury County 502 North Garden Street #103 Columbia TN 38401 Start Date: 1/1/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Treasurer Non Investment Related Name/Address: Winston Road Investments, 805 Athenaeum St, Columbia, TN 38401 Start Date: 8/11/2025 Hours Spent: 0-3 per month; During Trading Hours: 0-3 per month Role/Responsibility: Partner Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-15 |
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