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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-03-10
TN RA APPROVED 2018-06-25
TX RA APPROVED 2018-06-22
  • NV RA
    APPROVED
    Since 2025-03-10
  • TN RA
    APPROVED
    Since 2018-06-25
  • TX RA
    APPROVED
    Since 2018-06-22

Branch Locations

816 S Garden St, Columbia, TN 38401 • United States

Franklin, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Nashville TN 08/2010 04/2017
Investment Professionals, Inc. San Antonio TX 04/2017 09/2018
First Farmers & Merchants Bank Columbia TN 04/2017 06/2018
Ameriprise Financial Services, Inc Columbia TN 06/2018 03/2020
Ameriprise Financial Services, Llc Columbia TN 03/2020 Present
  • 08/2010 → 04/2017
    Fifth Third Securities
    Nashville, TN
  • 04/2017 → 09/2018
    Investment Professionals, Inc.
    San Antonio, TX
  • 04/2017 → 06/2018
    First Farmers & Merchants Bank
    Columbia, TN
  • 06/2018 → 03/2020
    Ameriprise Financial Services, Inc
    Columbia, TN
  • 03/2020 → Present
    Columbia, TN
Previous Registrations
  • 2017-04-07 → 2018-09-24
    Investment Professionals, Inc.
    Columbia, TN
    San Antonio, TX
    Lawrenceburg, TN
    Columbia, TN
    Columbia, TN
    Danville, KY
  • 2010-08-16 → 2017-04-17
    Alpharetta, GA
    Nashville, TN
    Nashville, TN
    Nashville, TN
    Nashville, TN
    Nashville, TN
    Hermitage, TN
    Nashville, TN
    Nashville, TN
    Nashville, TN
    Nashville, TN
    Nashville, TN
    Nashville, TN
    Nashville, TN
  • 2006-09-06 → 2010-08-23
    Truist Investment Services, Inc.
    Nashville, TN
    Nashville, TN
    Nashville, TN
    Nashville, TN
    Nashville, TN
    Nashville, TN
  • 2004-12-08 → 2006-08-30
    Voya Financial Partners, Llc
    Brentwood, TN
    Kingston Springs, TN
  • 2003-04-25 → 2004-10-29
    Powelljohnson
    Nashville, TN
  • 2002-05-06 → 2003-02-21
    Montgomery, AL
Other Businesses

Outside Employment; Middle Tennessee Footbal Officals Association; Football Official - officiate middle, jr, and HS football games.; ; 721 General Kershaw Dr.Old Hickory, TN 37138, ,; Not Investment-Related; 08/01/1998; 1 to 9 hours per month; 0 during trading hours / First Farmers & Merchants Bank; Associate Vice President - Financial Advisor w Ameriprise Financial; ; 816 S. Garden St.Columbia, TN 38401, ,; Investment-Related; 04/10/2017; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-13
  • S66 Uniform Combined State Law Examination
    2000-07-13

View on SEC IAPD

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