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Adam Heath Walter

Northrock Partners, LLC

Huron, SD

Watertown, SD

Minneapolis, MN

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Current Employers
Northrock Partners, Llc

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2026-04-14
  • SD RA
    APPROVED
    Since 2026-04-14

Branch Locations

1712 Dakota Avenue, So, Huron, SD 57350 • United States

807 S Maple Street, Watertown, SD 57201 • United States

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
South Dakota State University Brookings SD 08/2016 05/2018
Thrivent Financial Yankton SD 06/2016 07/2019
Red Arrow Bowfishing Yankton SD 05/2017 07/2018
Thrivent Investment Management Inc Yankton SD 07/2018 09/2021
Thrivent Financial Appleton WI 07/2019 09/2021
Vantage Financial Huron SD 10/2021 04/2026
Northrock Partners, Llc Huron SD 04/2026 Present
  • 08/2016 → 05/2018
    South Dakota State University
    Brookings, SD
  • 06/2016 → 07/2019
    Thrivent Financial
    Yankton, SD
  • 05/2017 → 07/2018
    Red Arrow Bowfishing
    Yankton, SD
  • 07/2018 → 09/2021
    Thrivent Investment Management Inc
    Yankton, SD
  • 07/2019 → 09/2021
    Thrivent Financial
    Appleton, WI
  • 10/2021 → 04/2026
    Vantage Financial
    Huron, SD
  • 04/2026 → Present
    Northrock Partners, Llc
    Huron, SD
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-01
  • S66 Uniform Combined State Law Examination
    2019-07-01
Designations

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · HURON, SD
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huron, SD
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huron, SD
EDWARD JONES · Huron, SD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · HURON, SD
LPL FINANCIAL LLC · HURON, SD
STATE FARM INVESTMENT MANAGEMENT CORP. · Huron, SD

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