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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2011-01-03 |
Branch Locations
405 Dakota Ave S, Huron, SD 57350 • United States
6100 S Old Village Pl Ste 200 [Gm-Rbo], Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Huron | SD | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Huron | SD | 11/2016 | Present |
PUTERBAUGH FARM, INVT RELATED, CAVOUR, SD, 100% OWNERSHIP WITH SPOUSE, START DATE 7/1/2000, 0 HRS PER MONTH, 0 HRS DURING TRADING, FARMING BUSINESS WITH SPOUSE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-30 |
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