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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-03-07
SD RA APPROVED 2009-07-14
  • TX RA
    APPROVED_RES
    Since 2012-03-07
  • SD RA
    APPROVED
    Since 2009-07-14

Branch Locations

280 Dakota Avenue South, Huron, SD 57350 • United States

Huron, SD • United States

Sioux Falls, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Huron SD 07/2009 Present
Raymond James Financial Services Advisors, Inc Huron SD 07/2009 Present
Previous Registrations
  • 2005-10-31 → 2009-07-07
    Osaic Services, Inc.
    Huron, SD
  • 1997-11-13 → 2005-10-31
    Sentra Securities Corporation
    Huron, SD
Other Businesses

(1)Name of Business: Address: no physical address as land is scattered, Huron, SD, 57350, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/11/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: sole prop owner-100% (2)Name of Business: CFS Address: 280 Dakota Ave S, Huron, SD, 57350, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/23/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: insurance sales (3)Name of Business: Cornerstone Financial Solutions Inc Address: 280 Dakota Ave S, Huron, SD, 57350, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/09/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner/propertior (4)Name of Business: GDW LLC was old name. Changed name to Dakota Sniper Address: 4528 Aspen Drive Huron SD 57350, Huron, SD, 57350, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/01/2013 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner of LLC (5)Name of Business: Graber & Associates Address: 5032 S Burr Oak St, Sioux Falls, SD 57108, sioux falls, SD, 57106, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/08/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: they sell insurance & LTC insurance (6)Name of Business: Huron Christian Church Address: na, Huron, SD, 57350, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: No Start Date: 08/26/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: handle no money. Sign legal documents only with 2other ttees (7)Name of Business: NA Address: 4528 Aspen Drive, Huron, SD, 57350, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 05/14/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: writing a book (8)Name of Business: White, Robert & Ruth Address: 4528 Aspen Drive, Huron, SD, 57350, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 02/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: my father has dimentia and I am listed as one of the trustees in his trust document. I need to start acting as the ttee. I can independntally make decisions concerning my fathers financial decisions. My mother is still living. The other ttee is a nephew of my father who is also one of my clients Red White. (9)Name of Business: Wollman Enterprise LLC Address: 280 Dakota Avenue S Huron SD 57350, Huron, SD, 57350, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/22/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: real estate owner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-27
S63 Uniform Securities Agent State Law Examination 1993-07-02
  • S65 Uniform Investment Adviser Law Examination
    1997-10-27
  • S63 Uniform Securities Agent State Law Examination
    1993-07-02
Designations

View on SEC IAPD

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