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Marie Rose Morgan

Wells Fargo Clearing Services, LLC

Huron, SD

Sioux Falls, SD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-03-03
SD RA APPROVED 2015-02-27
  • TX RA
    APPROVED_RES
    Since 2015-03-03
  • SD RA
    APPROVED
    Since 2015-02-27

Branch Locations

405 Dakota Ave S, Huron, SD 57350 • United States

6100 S Old Village Pl Ste 200 [Gm-Rbo], Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Sioux Falls SD 02/2015 11/2016
Potters Shoes Huron SD 09/2012 Present
Wells Fargo Clearing Services, Llc Sioux Falls SD 11/2016 Present
  • 02/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Sioux Falls, SD
  • 09/2012 → Present
    Potters Shoes
    Huron, SD
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Sioux Falls, SD
Previous Registrations
Other Businesses

LIMELIFFE BY ALOCONE, NOT INV RELATED, ARTESIAN, SD, BEAUTY GUIDE, START 10/22/2018, 10 HOURS PER MONTH, ZERO DURING TRADING, SELL MAKEUP.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-28
  • S66 Uniform Combined State Law Examination
    2011-03-28
Other Names
  • Marie Rose Arnold
  • Marie Rose Gunwall
  • Marie Rose Bloodgood

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EDWARD JONES
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
NORTHROCK PARTNERS, LLC
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

RANAE MARY PUTERBAUGH
Daniel Leonard Reinders
Alyssa Ann Ball
GORDON DAVID WOLLMAN
Joshua S Carr
Jacob Lindgren
DAWSON JOHN GULLICKSON
CONNOR GOSE

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huron, SD
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huron, SD
EDWARD JONES · Huron, SD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · HURON, SD
NORTHROCK PARTNERS, LLC · Huron, SD
LPL FINANCIAL LLC · HURON, SD
STATE FARM INVESTMENT MANAGEMENT CORP. · Huron, SD

More in Huron, SD

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