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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-11-14 |
Branch Locations
39 Prospect Hill Road, East Windsor, CT 06088 • United States
855 Enfield St, Enfield, CT 06082 • United States
869 Sullivan Avenue, South Windsor, CT 06074 • United States
350 Buckland Road, South Windsor, CT 06074 • United States
49 Hazard Avenue, Enfield, CT 06082 • United States
275 Mountain Road, Suffield, CT 06078 • United States
Enfield, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 01/2017 | 02/2019 |
| Macy's | Manchester | CT | 10/2016 | 11/2016 |
| Citizens Securities, Inc. | Springfield | MA | 02/2019 | 11/2022 |
| Lpl Financial Llc | Enfield | CT | 11/2022 | Present |
| M&T Bank | Enfield | CT | 11/2022 | Present |
1) 01/05/2024 - Wilmington Advisors @M&T - inv. related - At Reported Business location(s) - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-19 |
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