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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-11-03 |
Branch Locations
3737 Woodland Avenue Suite 500, West Des Moines, IA 50266 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 01/2017 | 10/2020 |
| Lowes Corporation | West Des Moines | IA | 02/2014 | 12/2016 |
| Fsc | West Des Moines | IA | 10/2020 | 11/2023 |
| Osaic Wealth, Inc. | West Des Moines | IA | 11/2023 | Present |
1. DBA DIVERSIFIED FINANCIAL GROUP POSITION: Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/30/2020 ADDRESS: 3737 Woodland Ave, Ste 500, West Des Moines IA 50266, United States DESCRIPTION: Diversified Financial Group is my DBA for securities, insurance and advisory business. 2. DIVERSIFIED FINANCIAL GROUP POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/30/2020 ADDRESS: 3737 Woodland Ave, Ste 500, West Des Moines IA 50266, United States DESCRIPTION: Sell and service insurance products for new and existing clients 3. OBANNON REFEREE POSITION: Referee NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2023 ADDRESS: 5715 Rose Ave, Des Moines IA 50321, United States DESCRIPTION: Referee Youth, High school and collegiate Soccer in the Spring and Fall seasons for 2-3 months.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-03 |
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