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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-11-03
  • IA RA
    APPROVED
    Since 2023-11-03

Branch Locations

3737 Woodland Avenue Suite 500, West Des Moines, IA 50266 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2017 10/2020
Lowes Corporation West Des Moines IA 02/2014 12/2016
Fsc West Des Moines IA 10/2020 11/2023
Osaic Wealth, Inc. West Des Moines IA 11/2023 Present
  • 01/2017 → 10/2020
    St Louis, MO
  • 02/2014 → 12/2016
    Lowes Corporation
    West Des Moines, IA
  • 10/2020 → 11/2023
    Fsc
    West Des Moines, IA
  • 11/2023 → Present
    West Des Moines, IA
Previous Registrations
  • 2020-10-15 → 2023-11-03
    Fsc Securities Corporation
    West Des Moines, IA
  • 2017-04-04 → 2020-10-01
    Des Moines, IA
    St Louis, MO
    Huxley, IA
    Newton, IA
    Newton, IA
Other Businesses

1. DBA DIVERSIFIED FINANCIAL GROUP POSITION: Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/30/2020 ADDRESS: 3737 Woodland Ave, Ste 500, West Des Moines IA 50266, United States DESCRIPTION: Diversified Financial Group is my DBA for securities, insurance and advisory business. 2. DIVERSIFIED FINANCIAL GROUP POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/30/2020 ADDRESS: 3737 Woodland Ave, Ste 500, West Des Moines IA 50266, United States DESCRIPTION: Sell and service insurance products for new and existing clients 3. OBANNON REFEREE POSITION: Referee NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2023 ADDRESS: 5715 Rose Ave, Des Moines IA 50321, United States DESCRIPTION: Referee Youth, High school and collegiate Soccer in the Spring and Fall seasons for 2-3 months.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-03
  • S66 Uniform Combined State Law Examination
    2017-04-03
Other Names
  • John Adam Obannon
  • John Obannon

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