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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-08 |
| NC | RA | APPROVED | 2025-03-10 |
Branch Locations
4140 Parklake Ave Suite 450, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Carolina State University | Raleigh | NC | 08/2015 | 05/2017 |
| Lonnie Poole Golf Course | Raleigh | NC | 08/2015 | 06/2017 |
| Northwestern Mutual Investment Services, Llc | Raleigh | NC | 12/2016 | 06/2017 |
| Northwestern Mutual Investment Services, Llc | Raleigh | NC | 07/2017 | 11/2023 |
| Legacy Private Client Services | Raleigh | NC | 11/2023 | Present |
| Nylife Securities Llc | Raleligh | NC | 01/2024 | Present |
| Eagle Strategies Llc | Raleigh | NC | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-05 |
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