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One Federal Street 19Th Floor, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-03-25 |
Branch Locations
1201 South Alma School Road Suite 9950, Mesa, AZ 85210-1120 • United States
645 East Missouri Avenue Suite 170, Phoenix, AZ 85012 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | San Diego | CA | 12/2016 | 12/2023 |
| Bank Of America | San Diego | CA | 11/2015 | 12/2016 |
| Vensure Hr | Chandler | AZ | 01/2024 | 03/2026 |
| Moors & Cabot Inc | Mesa | AZ | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-06 |
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