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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-20 |
Branch Locations
420 Lexington Avenue Suite 1613, New York, NY 10170 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Placentia | CA | 10/2015 | 07/2021 |
| Bank Of America, N.A | Placentia | CA | 10/2015 | 07/2021 |
| Commonwealth Financial Network | Waltham | MA | 07/2021 | Present |
| Longwave Financial, Llc | New York | NY | 07/2021 | Present |
Owner, Unimpressed Club, recording and producing music, Located in Yorba Linda, CA, as of 06/01/2020; 0% of time spent during business hours; Not Conducted at branch location; Not Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-17 |
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