Gregrey James Thomas

Employer firm

Nomura Investment Management Business Trust CRD 105390

$144B regulatory AUM 19 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• STRUCTURED PRODUCT/SECURITIZATION ADVICE/TRANSITION MANAGEMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → Present
  Delaware Investments
  Philadelphia, PA
• 04/2020 → Present
  Macquarie Investment Management Business Trust
  Philadelphia, PA
• 06/2026 → Present
  Nomura Capital Management Llc
  Greenwood Village, CO

Previous Registrations

• 2010-01-05 → 2020-04-20
  Delaware Capital Management Advisers, Inc
  Philadelphia, PA
• 2007-10-16 → 2009-12-31
  Lincoln Financial Distributors, Inc.
  Denver, CO
  Lone Tree, CO
  San Diego, CA
• 2000-10-12 → 2007-10-29
  Ubs Financial Services Inc.
  San Diego, CA
  San Diego, CA
  Weehawken, NJ

Exams

• S66 Uniform Combined State Law Examination
  2000-10-02
• S63 Uniform Securities Agent State Law Examination
  1999-12-14