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Current Employers
Ajf Capital Management, Inc.

211 East 43Rd St. Suite 2004, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-06-30
  • NY RA
    APPROVED
    Since 2022-06-30

Branch Locations

211 East 43Rd St. Suite 2004, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baruch College New York NY 08/2016 12/2020
Blank Financial New York NY 07/2015 10/2017
Ajf Capital Management Inc. New York NY 01/2018 Present
American Portfolios Financial Services, Inc. New York NY 02/2022 10/2024
Osaic Wealth, Inc. New York NY 10/2024 11/2024
Cambridge Investment Research, Inc. Fairfield IA 11/2024 Present
  • 08/2016 → 12/2020
    Baruch College
    New York, NY
  • 07/2015 → 10/2017
    Blank Financial
    New York, NY
  • 01/2018 → Present
    New York, NY
  • 02/2022 → 10/2024
    American Portfolios Financial Services, Inc.
    New York, NY
  • 10/2024 → 11/2024
    Osaic Wealth, Inc.
    New York, NY
  • 11/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Other Businesses

1) AJF Capital Management, 211 E 43rd Street, New York, NY 10017, 02/2022, Investment Advisor Representative, RIA Affiliation - other than CIRA, NIR, 160 HR/MO, 160 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-16
  • S66 Uniform Combined State Law Examination
    2022-06-16

View on SEC IAPD

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