Best Investors Account Sign in
Inactive

David Joseph Kaucher

Spectrum Wealth Advisors, LLC

Columbia, SC

Claim This Profile
Current Employers
Spectrum Wealth Advisors, Llc

240 Stoneridge Drive Suite 300, Columbia, SC 29210 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-01-31
SC RA APPROVED 2017-01-31
  • NC RA
    APPROVED
    Since 2017-01-31
  • SC RA
    APPROVED
    Since 2017-01-31

Branch Locations

240 Stoneridge Drive Suite 300, Columbia, SC 29210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spectrum Wealth Advisors, Llc Columbia SC 07/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-25
  • S65 Uniform Investment Adviser Law Examination
    2017-01-25

View on SEC IAPD

Other Firms

INDEPENDENT ADVISOR ALLIANCE, LLC
APOLLON WEALTH MANAGEMENT, LLC
ABACUS PLANNING GROUP, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PARK AVENUE SECURITIES LLC
EDWARD JONES
CAPITAL CONSULTING GROUP, INC
BEERS KIGHT FINANCIAL ADVISORS, LLC

Other Investors

STEPHANIE YAUN VOKRAL
Kevin Raphael Kelly
BRADLEY K HUMPHRIES
DAVID SAMUEL PALKOVITZ
CHARLES BAYS FLOWERS
SUSAN AMICK MCCANTS
XIMENA ALEXANDRA CHASTAIN
CORINNE SHERIDAN HANNA

Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

More in Columbia, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor