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David Joseph Kaucher

Spectrum Wealth Advisors, LLC

Columbia, SC

CRD 6735096

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Employer firm

Spectrum Wealth Advisors, LLC CRD 144452

$53.3M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Spectrum Wealth Advisors, Llc

240 Stoneridge Drive Suite 300, Columbia, SC 29210 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-01-31
SC RA APPROVED 2017-01-31
  • NC RA
    APPROVED
    Since 2017-01-31
  • SC RA
    APPROVED
    Since 2017-01-31

Branch Locations

240 Stoneridge Drive Suite 300, Columbia, SC 29210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spectrum Wealth Advisors, Llc Columbia SC 07/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-25
  • S65 Uniform Investment Adviser Law Examination
    2017-01-25

View on SEC IAPD

Nearby Firms

INDEPENDENT ADVISOR ALLIANCE, LLC
APOLLON WEALTH MANAGEMENT, LLC
ABACUS PLANNING GROUP, INC.

Nearby Investors

STEPHANIE YAUN VOKRAL
Kevin Raphael Kelly
BRADLEY K HUMPHRIES

Nearby Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC

More in Columbia, SC

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