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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-01-20 |
Branch Locations
320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States
1 Greenwood Dr, Hilton Head Island, SC 29928 • United States
1320 Main St Ste 600, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Hilton Head Island | SC | 12/2016 | 05/2017 |
| Wells Fargo Bank Na | Hilton Head Island | SC | 01/2015 | 05/2017 |
| Suntrust Investment Services, Inc | Atlanta | GA | 06/2017 | 01/2026 |
| Suntrust Bank | Bluffton | SC | 06/2017 | 01/2026 |
| Suntrust Advisory Services, Inc | Atlanta | GA | 06/2017 | 01/2026 |
| Wells Fargo Clearing Services, Llc | Charleston | SC | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-08 |
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