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Spencer Mills Lyons

Carr Financial Group

Worcester, MA

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Current Employers
Carr Financial Group

20 Park Avenue Ste #201, Worcester, MA 01605 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-20
MA RA APPROVED 2022-03-21
  • TX RA
    APPROVED
    Since 2022-05-20
  • MA RA
    APPROVED
    Since 2022-03-21

Branch Locations

20 Park Avenue Ste #201, Worcester, MA 01605 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 12/2016 12/2018
Edelman Financial Engines Burlington MA 01/2019 08/2020
Fletcher Granite Westford MA 07/2016 11/2016
Mml Investors Services, Llc Boston MA 07/2020 08/2021
Mass Mutual Life Insurance Company Boston MA 06/2020 08/2021
Southern New Hampshire University Manchester NH 05/2018 10/2019
Carr Financial Group Worcester MA 08/2021 02/2022
Lpl Financial Llc Burlington MA 08/2021 02/2022
Carr Financial Group Worcester MA 02/2022 Present
  • 12/2016 → 12/2018
    Commonwealth Financial Network
    Waltham, MA
  • 01/2019 → 08/2020
    Edelman Financial Engines
    Burlington, MA
  • 07/2016 → 11/2016
    Fletcher Granite
    Westford, MA
  • 07/2020 → 08/2021
    Mml Investors Services, Llc
    Boston, MA
  • 06/2020 → 08/2021
    Mass Mutual Life Insurance Company
    Boston, MA
  • 05/2018 → 10/2019
    Southern New Hampshire University
    Manchester, NH
  • 08/2021 → 02/2022
    Carr Financial Group
    Worcester, MA
  • 08/2021 → 02/2022
    Lpl Financial Llc
    Burlington, MA
  • 02/2022 → Present
    Carr Financial Group
    Worcester, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-18
S63 Uniform Securities Agent State Law Examination 2020-11-12
  • S65 Uniform Investment Adviser Law Examination
    2022-03-18
  • S63 Uniform Securities Agent State Law Examination
    2020-11-12
Designations
Other Names
  • Spencer Mills Lyons
  • Spencer Lyons

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
MORGAN STANLEY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LPL FINANCIAL LLC
CARL P. SHERR & CO., LLC
WORCESTER ADVISORS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

MONIQUE MARIE D'AUTEUIL
JENNIFER AITES GUADIZ
PETER BRUCE LURIER
ALEX M SULLIVAN
JASON W CAMUTI
JEREMY TAYLOR LURIER
DAVID Z LI
SALVATORE GIACALONE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WORCESTER, MA
MORGAN STANLEY · Worcester, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WORCESTER, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WORCESTER, MA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WORCESTER, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WORCESTOR, MA
LPL FINANCIAL LLC · WORCESTER, MA
CARL P. SHERR & CO., LLC · WORCESTER, MA

More in Worcester, MA

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