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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-04-12
  • TX RA
    APPROVED
    Since 2017-04-12

Branch Locations

7250 Dallas Parkway Suite120, Plano, TX 75024 • United States

Plano, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Plano TX 12/2002 Present
  • 12/2002 → Present
    Ubs Financial Services
    Plano, TX
Other Businesses

1) Harrington Elementary School PTA/ investment related?: no / 1540 Baffin Bay Dr, Plano, TX, 75075/ Charity/ Officer/ Parliamentarian - Advise board and members on matters of parliamentary procedure and serve as a policy consultant./ start date:7/1/2021/ time redq during working hours?: no 2) Wildcat Basketball Booster Club/ investment related?: no / 2200 Independence Parkway, Plano, TX, US/ Charity/ 501c3 non-profit supporting activities of the Plano Senior High School Basketball program/ Officer/ Treasurer - maintain financial records and budget for the organization to include balancing accounts, filling funds requests, making bank deposits, filing taxes when applicable, and preparing financial reports/ start date: 7/1/2021/ 3) Plano Senior High School AVID Booster Club / 2200 Independence ParkwayPlanoTX75075 / 501c3 non-profit supporting activities of the Plano Senior High School AVID program / Treasurer - maintain financial records and budget for the organization to include balancing accounts, filling funds requests, making bank deposits, filing taxes when applicable, and preparing financial reports / Officer / 11/1/2021 4)NAME OF OTHER BUSINESS: Friends of PISD PAC/ INVESTMENT RELATED?: No / ADDRESS: 5400 Independence Parkway #200, Plano, TX / NATURE OF THE BUSINESS: Political Organization / POSITION: Volunteer, personal endorsement of the Plano ISD bond propositions/ DUTIES: Sharing information about the Plano ISD bond propositions and advocating for passage in the November 2022 election. / START DATE: 10/03/2022 / HOURS DEVOTED TO BUSINESS: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-03
  • S66 Uniform Combined State Law Examination
    2017-04-03
Other Names
  • Laura Lee Brister
  • Laura Retta

View on SEC IAPD

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