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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-09-05
  • OH RA
    APPROVED
    Since 2025-09-05

Branch Locations

815 West Main Street, Coldwater, OH 45828 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moorman, Harting & Company Coldwater OH 11/2016 Present
1St Global Capital Corp Coldwater OH 10/2017 10/2019
Tru-Edge Grinding St Henry OH 08/2015 10/2016
1St Global Advisors, Inc. Coldwater OH 10/2017 10/2019
Avantax Advisory Services Coldwater OH 10/2019 09/2025
Avantax Investment Services, Inc. Coldwater OH 10/2019 09/2025
Avantax Insurance Agency And/Or Avantax Insurance Services Coldwater OH 07/2023 09/2025
Cetera Wealth Services, Llc Coldwater OH 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 11/2016 → Present
    Moorman, Harting & Company
    Coldwater, OH
  • 10/2017 → 10/2019
    1St Global Capital Corp
    Coldwater, OH
  • 08/2015 → 10/2016
    Tru-Edge Grinding
    St Henry, OH
  • 10/2017 → 10/2019
    1St Global Advisors, Inc.
    Coldwater, OH
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Coldwater, OH
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Coldwater, OH
  • 07/2023 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Coldwater, OH
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Coldwater, OH
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Coldwater, OH
  • 2018-01-15 → 2019-10-25
    1St Global Advisors Inc
    Coldwater, OH
Other Businesses

1) MOORMAN, HARTING FINANCIAL SERVICES. This entity is investment related. Address: 815 W Main Street, Coldwater, OH 45828. This is a Financial Services firm. My current position is a Financial Services Assistant. I have worked here since November of 2016 until present. I average 40 hours a week with 8 hours each day. 2) MOORMAN, HARTING FINANCIAL SERVICES LTD POSITION: Financial Services Assistant NATURE: Financial Services firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 11/01/2016 ADDRESS: 815 W Main St, Coldwater OH , United States DESCRIPTION: Assistant to the financial advisors. Help prepare paperwork, reports, applications, and documents for advisor meetings with clients. 3) KIRT TRUCKING, LLC POSITION: Secretary NATURE: I will be doing the invoicing for KIRT Trucking, LLC. My husband is the truck driver, my parents are owners of the LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2018 ADDRESS: 4261 Fleetfoot Rd, Coldwater OH 45828, United States DESCRIPTION: On a weekly basis I will send invoices via email to the appropriate parties to bill them for the deliveries that occurred that week. 4) KNOTH TRUCKING POSITION: Secretary NATURE: Knoth Trucking is a local trucking company. It was previously called "KIRT Trucking." I will be doing the invoicing for the company. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 4210 State Route 118, Coldwater OH 45828, United States DESCRIPTION: On a weekly basis I will send invoices to the appropriate parties to bill them for the deliveries that occurred that week. 5) KNOTH LEASING, LLC POSITION: Member NATURE: My husband and I started Knoth Leasing, LLC. The income is generated by storing campers in a spare building on our property. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: 4210 State Route 118, Coldwater OH 45828, United States DESCRIPTION: Currently I have no duties or responsibilities for this LLC. My husband takes care of all communication and transactions. 6) MOORMAN, HARTING & COMPANY POSITION: Tax Preparer NATURE: Moorman, Harting & Co. offers tax planning, account, book keeping, tax preparation and payroll services for business and individual clients. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2018 ADDRESS: 815 West Main Street, Coldwater OH 45828, United States DESCRIPTION: I prepare individual 1040 tax returns during tax season.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-12
  • S66 Uniform Combined State Law Examination
    2018-01-12
Other Names
  • Renee Linn Wenning

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