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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moorman, Harting & Company | Coldwater | OH | 11/2016 | Present |
| 1St Global Capital Corp | Coldwater | OH | 10/2017 | 10/2019 |
| Tru-Edge Grinding | St Henry | OH | 08/2015 | 10/2016 |
| 1St Global Advisors, Inc. | Coldwater | OH | 10/2017 | 10/2019 |
| Avantax Advisory Services | Coldwater | OH | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Coldwater | OH | 10/2019 | 09/2025 |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Coldwater | OH | 07/2023 | 09/2025 |
| Cetera Wealth Services, Llc | Coldwater | OH | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) MOORMAN, HARTING FINANCIAL SERVICES. This entity is investment related. Address: 815 W Main Street, Coldwater, OH 45828. This is a Financial Services firm. My current position is a Financial Services Assistant. I have worked here since November of 2016 until present. I average 40 hours a week with 8 hours each day. 2) MOORMAN, HARTING FINANCIAL SERVICES LTD POSITION: Financial Services Assistant NATURE: Financial Services firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 11/01/2016 ADDRESS: 815 W Main St, Coldwater OH , United States DESCRIPTION: Assistant to the financial advisors. Help prepare paperwork, reports, applications, and documents for advisor meetings with clients. 3) KIRT TRUCKING, LLC POSITION: Secretary NATURE: I will be doing the invoicing for KIRT Trucking, LLC. My husband is the truck driver, my parents are owners of the LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2018 ADDRESS: 4261 Fleetfoot Rd, Coldwater OH 45828, United States DESCRIPTION: On a weekly basis I will send invoices via email to the appropriate parties to bill them for the deliveries that occurred that week. 4) KNOTH TRUCKING POSITION: Secretary NATURE: Knoth Trucking is a local trucking company. It was previously called "KIRT Trucking." I will be doing the invoicing for the company. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 4210 State Route 118, Coldwater OH 45828, United States DESCRIPTION: On a weekly basis I will send invoices to the appropriate parties to bill them for the deliveries that occurred that week. 5) KNOTH LEASING, LLC POSITION: Member NATURE: My husband and I started Knoth Leasing, LLC. The income is generated by storing campers in a spare building on our property. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: 4210 State Route 118, Coldwater OH 45828, United States DESCRIPTION: Currently I have no duties or responsibilities for this LLC. My husband takes care of all communication and transactions. 6) MOORMAN, HARTING & COMPANY POSITION: Tax Preparer NATURE: Moorman, Harting & Co. offers tax planning, account, book keeping, tax preparation and payroll services for business and individual clients. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2018 ADDRESS: 815 West Main Street, Coldwater OH 45828, United States DESCRIPTION: I prepare individual 1040 tax returns during tax season.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-12 |
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