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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-09-05 |
Branch Locations
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moorman, Harting & Co | Coldwater | OH | 01/2004 | Present |
| 1St Global Capital Corp | Coldwater | OH | 10/2006 | 10/2019 |
| 1St Global Advisors, Inc. | Coldwater | OH | 10/2007 | 10/2019 |
| Avantax Insurance Services, Inc. | Coldwater | OH | 02/2017 | 09/2025 |
| Avantax Advisory Services | Coldwater | OH | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Coldwater | OH | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) MOORMAN, HARTING FINANCIAL SERVICES, LTD POSITION: FINANCIAL ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 128 SECURITIES TRADING HOURS: 7 START DATE: 10/01/2006 ADDRESS: Coldwater OH , United States DESCRIPTION: Provide financial services to clients; 2) NAME OF OTHER BUSINESS: MOORMAN, HARTING & CO; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX & ACCOUNTING; START DATE: 1/2004; POSITION/TITLE/RELATIONSHIP: TAX PREPARER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: 1040 TAX PREPARATION;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-30 |
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