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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moorman Harting & Co | Coldwater | OH | 05/1980 | 12/2023 |
| 1St Global Capital Corp. | Coldwater | OH | 09/1999 | 10/2019 |
| 1St Global Advisors, Inc. | Coldwater | OH | 12/1999 | 10/2019 |
| Avantax Insurance Services, Inc. | Coldwater | OH | 05/2005 | 09/2025 |
| Avantax Advisory Services | Colwater | OH | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Coldwater | OH | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Coldwater | OH | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
| Moorman Harting & Co | Coldwater | OH | 05/1980 | Present |
1) RENTAL PROPERTY POSITION: OWNER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: YES NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/17/2012 ADDRESS: CELINA OH 45822, UNITED STATES DESCRIPTION: OBTAIN TENANT, MAINTENANCE, INSURANCE, REAL ESTATE TAX 2) MOORMAN HARTING FINANCIAL SERVICES, LTD POSITION: FINANCIAL PROFESSIONAL, NATURE: FINANCIAL SERVICES INVESTMENT RELATED: YES NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 10/2025. ADDRESS: COLDWATER OH 45828, UNITED STATES DESCRIPTION: DBA FOR FINANCIAL SERVCICES. 3) MOORMAN HARTING & CO POSITION: CPA, NATURE: ACCOUNTING & TAX INVESTMENT RELATED: NO NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 04/30/1980 ADDRESS: P.O. BOX 86, 815 W MAIN STREET, COLDWATER OH 45828, UNITED STATES DESCRIPTION: COMPILATIONS & TAX PREPARATION 4) MAURICE J HARTING POSITION: POA NATURE: DURABLE POA INVESTMENT RELATED: NO NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 08/22/2023 ADDRESS: 815 WEST MAIN STREET, COLDWATER OH 45828, UNITED STATES DESCRIPTION: ALL FINANCIAL RESPONSIBILITIES FOR MY FATHER, MAURICE HARTING INCLUDING PAYING BILLS, MAKING DEPOSITS AND WITHDRAWS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-11-01 |
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