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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-19 |
| IL | RA | APPROVED | 2021-09-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Naperville | IL | 11/2016 | Present |
| Jpmorgan Chase Bank, N.A. | Naperville | IL | 11/2016 | Present |
| Pnc | Chicago | IL | 10/2014 | 11/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-09 |
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