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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-02
KS RA APPROVED 2021-12-21
  • TX RA
    APPROVED
    Since 2022-01-02
  • KS RA
    APPROVED
    Since 2021-12-21

Branch Locations

5775 N Sam Houston Pkwy W, Houston, TX 77086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Overland Park KS 06/2017 12/2017
Northwester Mutual Leawood KS 01/2017 05/2017
University Of Kansas Lawrence KS 08/2013 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 06/2021 Present
Vantagepointe Financial Group Leawood KS 05/2017 12/2017
Aerotek Leawood KS 11/2018 06/2021
Blue Valley High School Leawood KS 08/2009 05/2017
Unemployed Leawood KS 12/2017 02/2018
Advantage Solutions Leawood KS 02/2018 11/2018
Bank Of America, N.A. Houston TX 08/2024 Present
  • 06/2017 → 12/2017
    Signator Investors, Inc.
    Overland Park, KS
  • 01/2017 → 05/2017
    Northwester Mutual
    Leawood, KS
  • 08/2013 → 05/2017
    University Of Kansas
    Lawrence, KS
  • 06/2021 → Present
    Houston, TX
  • 05/2017 → 12/2017
    Vantagepointe Financial Group
    Leawood, KS
  • 11/2018 → 06/2021
    Aerotek
    Leawood, KS
  • 08/2009 → 05/2017
    Blue Valley High School
    Leawood, KS
  • 12/2017 → 02/2018
    Unemployed
    Leawood, KS
  • 02/2018 → 11/2018
    Advantage Solutions
    Leawood, KS
  • 08/2024 → Present
    Bank Of America, N.A.
    Houston, TX
Previous Registrations
  • 2017-10-24 → 2017-12-18
    Signator Investors, Inc.
    Overland Park, KS
    Grand Rapids, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-20
  • S66 Uniform Combined State Law Examination
    2021-12-20
Other Names
  • Garrett Christopher Mann

View on SEC IAPD

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