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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-20 |
| PA | RA | APPROVED | 2022-09-14 |
| CA | RA | APPROVED | 2022-05-18 |
Branch Locations
3373 Bass Lake Rd Ste 120, El Dorado Hills, CA 95762 • United States
3980 Missouri Flat Road, Placerville, CA 95667 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Fair Oaks | CA | 11/2016 | 06/2022 |
| Us Bank | Roseville | CA | 01/2015 | 11/2016 |
| Jp Morgan Chase Bank | Fair Oaks | CA | 11/2016 | 04/2018 |
| Jp Morgan Chase Bank | Fair Oaks | CA | 04/2018 | 06/2022 |
| Jp Morgan Chase Bank | El Dorado Hills | CA | 06/2022 | Present |
| Jp Morgan Securities Llc | El Dorado Hills | CA | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-22 |
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