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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-12 |
Branch Locations
11 Greenway Plz Ste 3000, Houston, TX 77046 • United States
Houston, TX • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Henderson | NV | 09/2015 | 09/2019 |
| Wells Fargo Clearing Services, Llc | Henderson | NV | 11/2016 | 09/2019 |
| Ameriprise Financial Services, Inc. | Las Vegas | NV | 11/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | The Woodlands | TX | 03/2020 | Present |
Outside Employment; Tiras Wealth Management LLC; Support Staff; Manage advisory business; 11 Greenway Plaza, # 3000, Houston, TX, 77046; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-20 |
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