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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-08-02 |
| NC | RA | APPROVED | 2009-03-16 |
Branch Locations
3700 Glenwood Avenue Suite 300, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Raleigh | NC | 03/2009 | Present |
1)BELL FUND II-ELWYNN INVESTMENTS,LLC;3400 CHURCHILL RD,RALEIGH,NC 27607;S/D:05/15/06;REAL ESTATE-PASSIVE INVESTOR;APTS,RETAIL/SR.HOUSING;CHAIRMAN & CEO;0 HRS/MTH.2)BELL FUND I;300 N.GREENE ST,STE 1000,GREENSBORO,NC 27401;LLC W/FAMILY;MANAGER;S/D:08/05/07;2 HRS/MTH;REAL ESTATE PURCHASES,CHECKING ACCOUNT.3)COMMUNITIES SCHOOLS OF WAKE CTY;NFP;871 HARP ST,RALEIGH,NC 27604;TUTORING/MENTORING TRUSTEE;S/D:02/01/04;4 HRS/MTH;1.5-TRADING HRS;BOD MEMBER.4)EASTERN N.C.CH. OF THE NATIONAL MULTIPLE SCLEROSIS;NFP;3101 INDUSTRIAL DR,STE 101,RALEIGH,NC 27609;END EFFECTS OF M.S.,RAISE FUNDS FOR RESEARCH & SERVICES;TRUSTEE;S/D:05/01/00;5 HRS/MTH;MEMBER OF BOARD OF TRUSTEES.5)RALEIGH AREA DEVELOPMENT AUTHORITY;NFP;127 W.HARGETT ST,STE 302,RALEIGH,NC 27601;PROMOTE ECONOMIC DEVELEOPMENT,CREATING HIGHER QUALITY OF LIFE & GROWTH OF BUSINESS COMMUNITY;DIRECTOR;S/D:08/01/07;4 HRS/MTH;1-TRADING HRS;BOD MEMBER.(6)RESEARCH TRI-1000 TRADE DRIVE - DIRECTOR - 12/31/08
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-03 |
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