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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-18 |
| CA | RA | APPROVED | 2021-02-09 |
Branch Locations
5640 E Santa Ana Canyon Rd, Anaheim, CA 92807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | Long Beach | CA | 03/2017 | 08/2019 |
| Wells Fargo Bank Na | Long Beach | CA | 05/2015 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cerritos | CA | 10/2019 | Present |
| Bank Of America, N.A. | Cerritos | CA | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-17 |
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