Simran Hardeep Dhaliwal

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → 07/2019
  Suntrust Investmemt Services, Inc
  Atlanta, GA
• 04/2012 → 07/2019
  Suntrust Bank
  Raleigh, NC
• 07/2019 → Present
  Raymond James Financial Services, Inc.
  Raleigh, NC
• 07/2019 → Present
  Raymond James Financial Services Advisors, Inc.
  Raleigh, NC
• 01/2019 → 07/2019
  Unemployment
  Raleigh, NC
• 07/2019 → 10/2021
  Pinnacle Bank/Pinnacle Financial Partners
  Raleigh, NC

Previous Registrations

• 2017-02-27 → 2019-01-14
  Truist Advisory Services, Inc.
  Raleigh, NC
  Wake Forest, NC
  Wake Forest, NC

Other Businesses

(1)Name of Business: Pinnacle Asset Management Address: 3515 Glenwood Ave Ste 100, Raleigh, NC, 27612, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/05/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Pinnacle Asset Management Sales Assistant- help Advisor to build relationships with Pinnacle Partners, seek prospects for bank and PAM offerings. Assist Advisor in a day to day service for clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-02-10
• S63 Uniform Securities Agent State Law Examination
  2017-01-06

Other Names

• Simran Raghuvir Gill