David Mark Baranek

Current Employers

Employment History

• 06/2002 → 09/2018
  Summit Financial Resources, Inc.
  Parsippany, NJ
• 09/2018 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 11/2018 → Present
  Summit Financial, Llc
  Parsippany, NJ
• 11/1998 → 12/2018
  Summit Equities, Inc.
  Parsippany, NJ
• 01/1978 → Present
  Rothbart, Baranek & Baron, Llc
  Madison, NJ

Previous Registrations

• 2002-06-06 → 2018-12-27
  Summit Equities, Inc.
  Parsippany, NJ
  Madison, NJ
  Parsippany, NJ
• 2002-06-13 → 2018-09-20
  Summit Financial Resources Inc
  Parsippany, NJ

Other Businesses

(1) Offers insurance as a broker or agent through numerous insurance companies. Some sales are through SRM, an affiliated company which is licensed to sell various insurance products. Mr. Baranek earns both cash and non-cash compensation based on sales of these products. (2) MR. BARANEK IS A MANAGING MEMBER OF RBB REALTY, LLC, A COMMERCIAL RENTAL BUSINESS LOCATED AT 295 MAIN STREET PO BOX 190, MADISON NJ 07940. HE COLLECTS ONE RENT CHECK AND PAYS TWO BILLS PER MONTH; STARTED 9/1/14. HE MADE A PERSONAL FINANCIAL INVESTMENT OF $50,000 AS A DOWNPAYMENT ON A BUILDING. MR. BARANEK CURRENTLY RECEIVES NO COMPENSATION FROM THIS OUTSIDE BUSINESS ACTIVITY, BUT IT CAN GENERATE UP TO 1% OF HIS PERSONAL INCOME. MR. BARANEK DEVOTES 1 HOUR PER MONTH AND ZERO HOURS DURING SECURITIES TRADING HOURS. HE HAS NOT WORKED WITH OR SOLICITED ANY SUMMIT CLIENTS OR PROSPECTS IN CONNECTION WITH THIS OBA. (3) MR. BARANEK IS ALSO A SENIOR PARTNER, MEMBER AND PRESIDENT OF ROTHBART, BARANEK & BARON, LLC LOCATED AT 295 MAIN STREET ROUTE 124 PO BOX 190 MADISON, NJ 07940, SINCE 1977. HE MANAGES THE COMPANY AND DOES TAX RETURNS FOR BUSINESSES AND INDIVIDUALS. MR. BARANEK MADE AN INITIAL INVESTMENT AT THE START-UP OF THE COMPANY; HE DEVOTES FORTY HOURS PER WEEK TO THIS BUSINESS AND GENERATES APPROXIMATELY 85% OF HIS INCOME FROM THIS OUTSIDE BUSINESS ACTIVITY. IF SOME OF HIS ACCOUNTING CLIENTS ASK FOR A REFERRAL FOR FINANCIAL PLANNING, THEY ARE REFERRED TO GREG JANDOLI, AT SUMMIT FINANCIAL, LLC. (4) SUMMIT FINANCIAL, LLC; INVESTMENT RELATED. PARSIPPANY, NEW JERSEY 07054. RIA. IAR. 09/2018. 2 HRS/MO. 0 DURING TRADING HOURS. ADVISORY SERVICES

Exams

• S66 Uniform Combined State Law Examination
  1999-01-13

Other Names

• David Mark Baranek
• David M Barnek