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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbia | SC | 10/2017 | 03/2021 |
| University Of South Carolina | Columbia | SC | 08/2014 | 12/2017 |
| Bb&T | Columbia | SC | 05/2017 | 10/2017 |
| Waddell & Reed | Columbia | SC | 10/2016 | 11/2017 |
| Bank Of America N.A. | Columbia | SC | 01/2020 | 04/2021 |
| Waddell & Reed | Irmo | SC | 03/2021 | 04/2021 |
| Waddell & Reed, Inc | Irmo | SC | 04/2021 | 07/2021 |
| Gabriel Penfield | Irmo | SC | 04/2021 | Present |
| Various Insurance Carriers For W&R Insurance Agencies | Cayce | SC | 04/2021 | 07/2021 |
| Js Promotions Llc | Cayce | SC | 04/2021 | Present |
| Lpl Financial Llc | Irmo | SC | 07/2021 | Present |
1- 04/2021 / JS PROMOTIONS, LLC / Business Owner / NOT INVESTMENT RELATED / Irmo, SC 29063 2- 09/06/2022 - Relational Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/01/2021 - 20 Hours Per Month/20 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-02 |
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