Roger Francis Colchin

Current Employers

Employment History

• 08/1997 → Present
  Sides Financial Strategies, Inc.
  Irmo, SC
• 09/2014 → 06/2021
  Voya Financial Advisors
  Irmo, SC
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-08-03 → 2021-06-09
  Voya Financial Advisors, Inc.
  Irmo, SC
  Columbia, SC
  Greenville, SC

Other Businesses

1. NAME OF ENTITY:Sides Financial Strategies, Inc; Yes; 201 MINISTRY DR; IRMO; SC; 29063; FINANCIAL SERVICES/DBA; REG REP; 1/20/2005; 160; 160; SALE AND SERVICE OF INSURANCE, SECURITIES AND INVESTMENT PRODUCTS. 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 201 MINISTRY DR; IRMO; SC; 29063; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/23/2009; 160; 160; SALE OF FIXED INSURANCE PRODUCTS. 3. NAME OF OTHER BUSINESS: MIDLANDS TECHNICAL COLLEGE HARBISON CAMPUS; INVESTMENT RELATED: NO; ADDRESS: 7300 COLLEGE ST, IRMO, SC 29063; NATURE OF BUSINESS: COLLEGE COURSE; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: INSTRUCTOR; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: INSTRUCT COURSE;

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-07-27
• S63 Uniform Securities Agent State Law Examination
  2004-02-09