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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sides Financial Strategies | Columbia | SC | 05/2000 | Present |
| Sides Financial Services | Columbia | SC | 02/2001 | Present |
| Lorena Edwards-Independent Insurance Agent | Columbia | SC | 02/2001 | Present |
| Reliastar | Greenville | SC | 09/2014 | Present |
| Voya Financial Advisors | Irmo | SC | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY: Sides Financial Strategies; Yes; 201 MINISTRY DR; IRMO; SC; 29063; DBA; Registered Representative; 12/18/2000; 160; 160; DBA for sales of fixed insurance and securities products. 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 201 MINISTRY DR; IRMO; SC; 29063; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/28/2009; 160; 160; SALES OF FIXED INSURANCE PRODUCTS 3. NAME OF ENTITY: Financial Principles, Inc.; Yes; 201 MINISTRY DR; IRMO; SC; 29063; DBA; Owner; 1/1/2003; 160; 160; DBA for sale of securities and insurance products. 4. NAME OF ENTITY: Midlands Technical College; No; 201 MINISTRY DR; IRMO; SC; 29063; Education; Instructor; 1/1/2001; 4; 4; Teach class at school 5. NAME OF OTHER BUSINESS: IARFC; INVESTMENT RELATED: NO; ADDRESS: 146 N BREIEL BLVD MIDDLETOWN, OH 45042; NATURE OF BUSINESS: NON PROFIT; START DATE: 08/2026; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY ZOOM MEETINGS TO DISCUSS AWARENESS OF THE CREDENTIALING PROCESS, SUPPORT ONGOING IMPROVEMENTS TO EDUCATIONAL STANDARDS, ENCOURAGE INNOVATION THAT KEEPS THE PROGRAM RELEVANT;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-26 |
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