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James Aaron Gilmore

Ameriprise Financial Services, LLC

San Rafael, CA

Mill Valley, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-31
  • CA RA
    APPROVED
    Since 2026-03-31

Branch Locations

4314 Redwood Hwy Ste 400, San Rafael, CA 94903 • United States

Mill Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janus Management Holdings Corp Denver CO 11/2016 01/2021
Hire Connections Denver CO 05/2016 11/2016
Janus Distributors Llc Denver CO 11/2016 01/2022
Janus Henderson Investors Us Llc Denver CO 01/2021 02/2024
Janus Henderson Distributors Us Llc Denver CO 01/2022 02/2024
Ameriprise Financial Services, Llc San Rafael CA 02/2024 Present
  • 11/2016 → 01/2021
    Janus Management Holdings Corp
    Denver, CO
  • 05/2016 → 11/2016
    Hire Connections
    Denver, CO
  • 11/2016 → 01/2022
    Janus Distributors Llc
    Denver, CO
  • 01/2021 → 02/2024
    Janus Henderson Investors Us Llc
    Denver, CO
  • 01/2022 → 02/2024
    Janus Henderson Distributors Us Llc
    Denver, CO
  • 02/2024 → Present
    Ameriprise Financial Services, Llc
    San Rafael, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-16
S63 Uniform Securities Agent State Law Examination 2017-02-24
  • S65 Uniform Investment Adviser Law Examination
    2026-03-16
  • S63 Uniform Securities Agent State Law Examination
    2017-02-24
Other Names
  • James Gilmore

View on SEC IAPD

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INDEPENDENT FINANCIAL GROUP, LLC
EDWARD JONES

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MATTHEW AARON HODUS
KENNETH LAURANZANO
Michael J Heckmann
Alexander Joel Heckmann
Peter Albert Goudy
CATHERINE B CHOI
COLIN Edward Austin WELLS
JEFFREY JAMES WELLS

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · SAN RAFAEL, CA
HCM WEALTH · SAN RAFAEL, CA
O'DONNELL FINANCIAL SERVICES, LLC · SAN RAFAEL, CA
MADRONE INVESTMENT ADVISORY, LLC · SAN RAFAEL, CA
FIDUCIARY FINANCIAL GROUP, LLC · SAN RAFAEL, CA
MORGAN STANLEY · SAN RAFAEL, CA
INDEPENDENT FINANCIAL GROUP, LLC · San Rafael, CA
EDWARD JONES · San Rafael, CA

More in San Rafael, CA

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