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Current Employers
Northwest Financial Advisors Llc

200 Spring Street Suite 120, Herndon, VA 20170 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-02-10
  • VA RA
    APPROVED
    Since 2023-02-10

Branch Locations

200 Spring Street Suite 120, Herndon, VA 20170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Omaha Beef Indoor Football Team Omaha NE 08/2016 11/2016
Td Ameritrade Omaha NE 11/2016 06/2021
Fidelity Investments Houston TX 11/2021 12/2022
Unemployed Omaha NE 06/2021 08/2021
Unemployed Houston TX 08/2021 11/2021
Lpl Financial, Llc Washington DC 01/2023 Present
Northwest Federal Credit Union Herndon VA 01/2023 Present
Northwest Financial Advisors Herndon VA 01/2023 Present
  • 08/2016 → 11/2016
    The Omaha Beef Indoor Football Team
    Omaha, NE
  • 11/2016 → 06/2021
    Td Ameritrade
    Omaha, NE
  • 11/2021 → 12/2022
    Fidelity Investments
    Houston, TX
  • 06/2021 → 08/2021
    Unemployed
    Omaha, NE
  • 08/2021 → 11/2021
    Unemployed
    Houston, TX
  • 01/2023 → Present
    Lpl Financial, Llc
    Washington, DC
  • 01/2023 → Present
    Northwest Federal Credit Union
    Herndon, VA
  • 01/2023 → Present
    Northwest Financial Advisors
    Herndon, VA
Previous Registrations
  • 2022-04-01 → 2023-01-11
    Fidelity Personal And Workplace Advisors
    Washington, DC
Other Businesses

1) 01/23/2023 - Northwest Financial Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 10/11/2024 - Northwest Financial Advisors - Registered Investment Advisor Hybrid - Admin - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 160 Hours Per Month/ During Trading - I provide administrative support to Northwest Financial Advisors, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-22
S63 Uniform Securities Agent State Law Examination 2017-06-28
  • S66 Uniform Combined State Law Examination
    2022-02-22
  • S63 Uniform Securities Agent State Law Examination
    2017-06-28

View on SEC IAPD

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