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200 Spring Street Suite 120, Herndon, VA 20170 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-02-10 |
Branch Locations
200 Spring Street Suite 120, Herndon, VA 20170 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Omaha Beef Indoor Football Team | Omaha | NE | 08/2016 | 11/2016 |
| Td Ameritrade | Omaha | NE | 11/2016 | 06/2021 |
| Fidelity Investments | Houston | TX | 11/2021 | 12/2022 |
| Unemployed | Omaha | NE | 06/2021 | 08/2021 |
| Unemployed | Houston | TX | 08/2021 | 11/2021 |
| Lpl Financial, Llc | Washington | DC | 01/2023 | Present |
| Northwest Federal Credit Union | Herndon | VA | 01/2023 | Present |
| Northwest Financial Advisors | Herndon | VA | 01/2023 | Present |
1) 01/23/2023 - Northwest Financial Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 10/11/2024 - Northwest Financial Advisors - Registered Investment Advisor Hybrid - Admin - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 160 Hours Per Month/ During Trading - I provide administrative support to Northwest Financial Advisors, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-28 |
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