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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-23 |
| MD | RA | APPROVED | 2017-08-02 |
| VA | RA | APPROVED | 2014-10-01 |
Branch Locations
6903 Rockledge Dr. #800, Bethesda, MD 20817 • United States
441 Carlisle Drive Suite A, Herndon, VA 20170 • United States
44927 George Washington Blvd. Ste 265, Ashburn, VA 20147 • United States
Rockville, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Andes Group, Llc | Rockville | MD | 07/2005 | Present |
| Cambridge Investment Research Inc. | Fairfield | IA | 06/2012 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2013 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 03/2013 AS ADVISORY REP OF A RIA. INV REL, 50 HR/WK 50 HR/TRADING 2) INDEPENDENT INSURANCE AGENT, 510 BRADFORD DR ROCKVILLE MD, 03/2011, SELLING LIFE & HEALTH INSURANCE PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES 3) ANDES FINANCIAL GROUP INC, 510 BRADFORD DR ROCKVILLE MD, 11/2012, AS PRESIDENT OF C-CORPORATION FOR LIABILITY PURPOSES. INV REL, 40 HR/WK 8 HR/TRADING 4) NATIONAL ENDOWMENT FOR FINANCIAL EDUCATION, 1331 17TH STREET SUITE 1200 DENVER CO, 02/2015, VOLUNTEER SPEAKER, NIR, 4 HR/YR 0 HR/TRADING 5) SYMPHONY FINANCIAL, 441 A CARLISLE DR HERNDON VA, 10/2014, IAR, DBA, INV REL, 160 HR/MO 128 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-26 |
| S66 | Uniform Combined State Law Examination | 2007-02-12 |
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