Amy Ann Brandts

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2016-08-24
TX	RA	APPROVED	2014-05-12
VA	RA	APPROVED	2005-03-28

MD RA
APPROVED

Since 2016-08-24
TX RA
APPROVED

Since 2014-05-12
VA RA
APPROVED

Since 2005-03-28

Branch Locations

Mchenry, MD • United States

6903 Rockledge Dr. Ste. 800, Bethesda, MD 20817 • United States

441 Carlisle Dr. Ste A, Herndon, VA 20170 • United States

44679 Endicott Drive Suite 300 #516, Ashburn, VA 20147 • United States

Leesburg, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Self Employed	Manassas	VA	09/1994	Present
Cambridge Investment Research, Inc	Fairfield	IA	02/2003	Present
Symphony Financial	Herndon	VA	09/2004	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	03/2005	Present

09/1994 → Present

Self Employed

Manassas, VA
02/2003 → Present

Cambridge Investment Research, Inc

Fairfield, IA
09/2004 → Present

Symphony Financial

Herndon, VA
03/2005 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2002-03-25 → 2003-03-05

Trusted Securities Advisors Corp.

Herndon, VA

Other Businesses

1) SYMPHONY FINANCIAL, 481 CARLISLE DR, STE 202, HERNDON, VA, 10/1983 AS MANAGING MEMBER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2 HR/WK - 0/TRADING. 2) SYMPHONY FINANCIAL PARTNERS LLC, 441 CARLISLE DR, STE A, HERNDON, VA, 1/2017 AS OWNER OF LLC FOR LIABILITY PURPOSES. INV REL - 8 HR/MO - 0 HR/MO TRADING 3) AMY A BRANDTS, 283 ARIEL DR NE, LEESBURG, VA, PERSONAL REAL ESTATE INVESTMENT, 01/15/09, NIR, OWNER, 8 HR/YR- 0/TRADING HR. 4) HAMLET AT LEESBURG HOMEOWNERS ASSOC. C/O GATES HUTSON COMMUNITY MANAGEMENT LLC, 3020 HAMAKER CT #300, FAIRFAX, VA, 12/2016 AS TREASURER. NIR - 5/YR - 0/TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30 HR/WK - 30/TRADING. 09/01/99.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-09-21
S63	Uniform Securities Agent State Law Examination	1984-10-24

S65 Uniform Investment Adviser Law Examination

1999-09-21
S63 Uniform Securities Agent State Law Examination

1984-10-24

Designations

Chartered Financial Consultant

Other Names

Amy A Brandts
Amy Ann Ferezan
Amy Brandts

View on SEC IAPD