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James Douglas Birks

Birks Financial Corp.

Herndon, VA

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Current Employers
Birks Financial Corp.

431-A Carlisle Drive, Herndon, VA 20170 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-22
VA RA APPROVED 2017-06-10
  • TX RA
    APPROVED_RES
    Since 2025-05-22
  • VA RA
    APPROVED
    Since 2017-06-10

Branch Locations

431 A Carlisle Drive, Herndon, VA 20170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
College Of William And Mary Williamsburg VA 09/2013 05/2017
Virginia Army National Guard Richmond VA 03/2018 03/2024
Birks Financial Corp Herndon VA 06/2017 Present
  • 09/2013 → 05/2017
    College Of William And Mary
    Williamsburg, VA
  • 03/2018 → 03/2024
    Virginia Army National Guard
    Richmond, VA
  • 06/2017 → Present
    Birks Financial Corp
    Herndon, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-10
  • S65 Uniform Investment Adviser Law Examination
    2017-06-10
Designations

View on SEC IAPD

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Other Offices

TRUIST ADVISORY SERVICES, INC. · HERNDON, VA
TRUIST ADVISORY SERVICES, INC. · HERNDON, VA
TRUIST ADVISORY SERVICES, INC. · HERNDON, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · HERNDON, VA
WELLS FARGO CLEARING SERVICES, LLC · HERNDON, VA
EAGLE STRATEGIES LLC · HERNDON, VA
NORTHWEST FINANCIAL ADVISORS LLC · HERNDON, VA
STERLING ADVISORY SERVICES, INC. · HERNDON, VA

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