Joshua Bristol

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-03-18
CA	RA	APPROVED	2020-03-13
NJ	RA	APPROVED	2018-09-18

TX RA
APPROVED

Since 2020-03-18
CA RA
APPROVED

Since 2020-03-13
NJ RA
APPROVED

Since 2018-09-18

Branch Locations

4350 La Jolla Village Drive Suite 1000, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	San Diego	CA	11/2016	Present
The Ski Corner	Scranton	PA	01/2014	12/2016

11/2016 → Present

Morgan Stanley

San Diego, CA
01/2014 → 12/2016

The Ski Corner

Scranton, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-09-15

S66 Uniform Combined State Law Examination

2018-09-15

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA

CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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