Brian Mcgillin

450 West 33Rd Street Floor 11, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2026-01-30
TX	RA	APPROVED	2026-01-30

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Wayne	PA	11/2016	09/2017
Philadelphia Insurance Companies	Bala Cynwyd	PA	10/2014	10/2016
Unemployed	Philadelphia	PA	09/2017	10/2018
Mcgillin Insurance Agency	Warrington	PA	10/2018	03/2019
Citizens Financial Group	Warrington	PA	03/2019	12/2019
The Vanguard Group, Inc.	Malvern	PA	08/2021	08/2023
Unemployed	Warrington	PA	12/2019	08/2021
Unemployed	Warrington	PA	08/2023	12/2023
Thrivent Investment Management Inc	Minneapolis	MN	12/2023	10/2024
Thrivent Financial	Appleton	WI	12/2023	10/2024
Unemployed	Warrington	PA	10/2024	12/2025
Betterment	New York	NY	12/2025	Present

11/2016 → 09/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayne, PA
10/2014 → 10/2016

Philadelphia Insurance Companies

Bala Cynwyd, PA
09/2017 → 10/2018

Unemployed

Philadelphia, PA
10/2018 → 03/2019

Mcgillin Insurance Agency

Warrington, PA
03/2019 → 12/2019

Citizens Financial Group

Warrington, PA
08/2021 → 08/2023

The Vanguard Group, Inc.

Malvern, PA
12/2019 → 08/2021

Unemployed

Warrington, PA
08/2023 → 12/2023

Unemployed

Warrington, PA
12/2023 → 10/2024

Thrivent Investment Management Inc

Minneapolis, MN
12/2023 → 10/2024

Thrivent Financial

Appleton, WI
10/2024 → 12/2025

Unemployed

Warrington, PA
12/2025 → Present

Betterment

New York, NY

2023-12-19 → 2024-09-16

Thrivent Investment Management Inc.

Minneapolis, MN

Margate City, NJ

Warrington, PA
2021-09-08 → 2023-08-23

Vanguard Advisers, Inc.

Malvern, PA
2019-06-24 → 2019-12-10

Citizens Securities, Inc.

Warrington, PA

Conshohocken, PA
2017-04-26 → 2017-09-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayne, PA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-04-25

Other Firms