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9205 W Russell Road Suite 400, Las Vegas, NV 89148 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-05-14 |
| NE | RA | APPROVED | 2023-06-05 |
Branch Locations
9205 W Russell Road Suite 400, Las Vegas, NV 89148 • United States
7103 S Revere Parkway, Centennial, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dc Centre | Omaha | NE | 09/2009 | 05/2020 |
| Baxter Ford South | Omaha | NE | 05/2016 | 10/2016 |
| Td Ameritrade | Omaha | NE | 11/2016 | 09/2022 |
| The Farnam | Omaha | NE | 06/2022 | 04/2026 |
| Axos Clearing | Omaha | NE | 09/2022 | Present |
| Axos Invest, Llc | Omaha | NE | 06/2023 | Present |
| Axos Invest, Inc | Omaha | NE | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-29 |
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