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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-04-17 |
Branch Locations
626 Main St, Genoa, OH 43430 • United States
626 Main St, Genoa, OH 43430 • United States
202 N Summit Street, Toledo, OH 43616 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Genoa Financial, Llc | Oregon | OH | 03/2017 | Present |
| Moore Orchards | Oak Harbor | OH | 06/2007 | 11/2016 |
| Lpl Financial, Llc | Oregon | OH | 03/2017 | Present |
| Genoa Financial, Llc | Oregon | OH | 11/2016 | 03/2017 |
1) 02/28/2017 - Genoa Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2) 9/25/2017 - Wholehan Marketing - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/05/2017 - 8 Hours Per Month/1 Hour During Securities Trading - Non variable life (term, whole life, universal life), disability, and LTC insurance. 3) 11/28/2017 - Carroll Township Trustee - Not Investment Related - 11080 W Toussaint East Rd, Oak Harbor, OH 43449 - Other-Political Office - Start Date 01/01/2018 - 8 Hours Per Month/1 Hour During Securities Trading - Carroll Township Elected Trustee. 4) 11/23/2020 - Hubertus Holdings LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 10/16/2019 - 0 Hours Per Month/0 Hours During Securities Trading - LLC created for a land purchase. 5) 10/6/2023: Toussaint River Land and Cattle II, LLC; At reported business location(s); Business Entity For Tax/Investment Purposes Only; Not Inv. related; start date 7/1/2005; 0hrs/mo. during trading. 6) 10/6/2023: Toussaint River Land and Cattle; Oak Harbor, OH; Other - Farm; Not Inv. related; start date 7/1/2005; 35hrs/mo.; 0hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-14 |
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