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Joseph Edmund Clement

Osaic Wealth, Inc.

Genoa, OH

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-06-14
OH RA APPROVED 2024-06-14
  • NC RA
    APPROVED
    Since 2024-06-14
  • OH RA
    APPROVED
    Since 2024-06-14

Branch Locations

615 Main St, Genoa, OH 43430 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterne Agee Financial Services, Inc. Genoa OH 09/2014 12/2019
Sterne Agee Investment Advisor Services, Inc. Birmingham AL 01/2015 12/2019
Securities America, Inc. Genoa WI 12/2019 06/2024
Securities America Advisors, Inc. Genoa OH 12/2019 06/2024
Osaic Wealth, Inc. Genoa OH 06/2024 Present
  • 09/2014 → 12/2019
    Sterne Agee Financial Services, Inc.
    Genoa, OH
  • 01/2015 → 12/2019
    Sterne Agee Investment Advisor Services, Inc.
    Birmingham, AL
  • 12/2019 → 06/2024
    Securities America, Inc.
    Genoa, WI
  • 12/2019 → 06/2024
    Securities America Advisors, Inc.
    Genoa, OH
  • 06/2024 → Present
    Genoa, OH
Previous Registrations
  • 2019-12-24 → 2024-06-14
    Securities America Advisors, Inc.
    Genoa, OH
  • 2015-01-30 → 2019-12-24
    Perrysburg, OH
    Birmingham, AL
  • 2013-12-02 → 2015-01-30
    Wrp Investments, Inc.
    Perrysburg, OH
    Genoa, OH
    Perrysburg, OH
    Youngstown, OH
Other Businesses

1. JC FINANCIAL SERVICES, LLC. - DBA 2. JC FINANCIAL SERVICES, LLC. POSITION: Managing Director NATURE: Financial Consulting, Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 130 START DATE: 10/18/2013 ADDRESS: 615 Main St., Genoa OH 43430 DESCRIPTION: Day to day operations managing clients investment related accounts. Financial consultant, investment advice, and registered representative. 3. M AND O MARKETING POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/18/2013 ADDRESS: 27777 Franklin Rd 7th Floor, Southfield MI 48034 DESCRIPTION: I have used M and O Marketing in the past to get term life quotes and did one fixed annuity contract but that was over 7 years ago. I have not done a term life policy with them since April 2016. 4. JLVA PROPERTIES LLC POSITION: Managing Director NATURE: Real Estate. The LLC owns a two story building where my office is in on the first floor and the second floor is an apartment that is rented. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/19/2014 ADDRESS: 20645 W Camper Rd, Genoa OH 43430, United States DESCRIPTION: Manage the property. Collect rent. Perform any maintenance needed on the building.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-30
  • S66 Uniform Combined State Law Examination
    2013-11-30
Other Names
  • Joe Edmund Clement
  • Joseph E Clement

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