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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-06-14 |
| OH | RA | APPROVED | 2024-06-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterne Agee Financial Services, Inc. | Genoa | OH | 09/2014 | 12/2019 |
| Sterne Agee Investment Advisor Services, Inc. | Birmingham | AL | 01/2015 | 12/2019 |
| Securities America, Inc. | Genoa | WI | 12/2019 | 06/2024 |
| Securities America Advisors, Inc. | Genoa | OH | 12/2019 | 06/2024 |
| Osaic Wealth, Inc. | Genoa | OH | 06/2024 | Present |
1. JC FINANCIAL SERVICES, LLC. - DBA 2. JC FINANCIAL SERVICES, LLC. POSITION: Managing Director NATURE: Financial Consulting, Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 130 START DATE: 10/18/2013 ADDRESS: 615 Main St., Genoa OH 43430 DESCRIPTION: Day to day operations managing clients investment related accounts. Financial consultant, investment advice, and registered representative. 3. M AND O MARKETING POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/18/2013 ADDRESS: 27777 Franklin Rd 7th Floor, Southfield MI 48034 DESCRIPTION: I have used M and O Marketing in the past to get term life quotes and did one fixed annuity contract but that was over 7 years ago. I have not done a term life policy with them since April 2016. 4. JLVA PROPERTIES LLC POSITION: Managing Director NATURE: Real Estate. The LLC owns a two story building where my office is in on the first floor and the second floor is an apartment that is rented. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/19/2014 ADDRESS: 20645 W Camper Rd, Genoa OH 43430, United States DESCRIPTION: Manage the property. Collect rent. Perform any maintenance needed on the building.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-30 |
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