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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Toledo | OH | 10/2011 | 11/2017 |
| Vault Investment Partners, Llc | Fremont | OH | 11/2017 | 12/2022 |
| Unemployed | Toledo | OH | 01/2023 | 10/2023 |
| Genoa Financial | Genoa | OH | 11/2023 | Present |
| Lpl Financial | Genoa | OH | 11/2023 | Present |
1 - 01/10/2024 - Genoa Financial - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 2 - 01/10/2024 - Notary - Notary - Inv Related - OH 43614 - OBA Start Date: 11/27/2023.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-11-14 |
| S66 | Uniform Combined State Law Examination | 2012-01-28 |
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