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Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-04-10
  • NC RA
    APPROVED
    Since 2025-04-10

Branch Locations

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

1900 Eastwood Road, Unit 5, Wilmington, NC 28403 • United States

Hampstead, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capitol Securities Management Wilmington NC 09/2016 Present
  • 09/2016 → Present
    Capitol Securities Management
    Wilmington, NC
Other Businesses

"Name of Business: Independent Notary Investment-related: No Nature of the other business: Notarize Documents Start date: 4/10/2021 Approximate number of hours/month you devote to OBA: 10-20 Approximate # of hours/month you devote to OBA during trading hours: 0 Duties: Notarize documents provided by signing agent, financial institution or individual " "Doing Business As: Wilmington Capitol Advisors Investment-related: Yes Address: 1900 Eastwood Road, Unit 5 Wilmington, NC 28403 " "Name of Business: Peaceful Pastures Investment-related: yes Address: 5389 NC 210 Rocky Point, NC 28457 Position, title, or relationship with OBA: Treasurer Start date: 1/15/26 Total Hours Per Month: 6-8 During Trading: 0 Duties: managing bank accts, documenting donations, preparing budgets and financial reports for the board "

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-26
  • S66 Uniform Combined State Law Examination
    2025-03-26
Other Names
  • Shannon Louise Reed
  • Shannon Cooper

View on SEC IAPD

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