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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2024-07-30 |
| MI | RA | APPROVED | 2023-09-22 |
| CO | RA | APPROVED | 2023-06-05 |
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2018-12-21 |
Branch Locations
299 Park Ave 26Th Floor, New York, NY 10171 • United States
Longmont, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Nyack | NY | 06/2016 | 11/2016 |
| Ubs Financial Services | New York | NY | 11/2016 | 02/2017 |
| Ubs Finanical Services | New York | NY | 03/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-14 |
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