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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-06-30 |
| TX | RA | APPROVED | 2020-06-26 |
Branch Locations
384 Main Street, Bedminster, NJ 07921 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bridgewater | NJ | 10/2016 | 06/2020 |
| High Bridge Hills | High Bridge | NJ | 10/2015 | 09/2016 |
| Bethlehem Township School District | Asbury | NJ | 09/2014 | 09/2016 |
| Bank Of America, N.A. | Bridgewater | NJ | 06/2017 | 06/2020 |
| Lpl Financial Llc | Bedminster | NJ | 06/2020 | Present |
| Private Advisor Group | Bedminster | NJ | 06/2020 | Present |
1. 6/26/2020 - Main Street Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 2/24/2021 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 07/01/2020 - 240 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 2/2021. I expect to spend approximately 240 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 4/13/2021 - AMWM Advisory Services - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 1/21/2021 - 250 Hours Per Month/140 Hours During Securities Trading - % of AUM, Commissions. 4. 04/02/2024 - Main Street Capital Partners - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 02/07/2024 - 20 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-22 |
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