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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-06-30
TX RA APPROVED 2020-06-26
  • NJ RA
    APPROVED
    Since 2020-06-30
  • TX RA
    APPROVED
    Since 2020-06-26

Branch Locations

384 Main Street, Bedminster, NJ 07921 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridgewater NJ 10/2016 06/2020
High Bridge Hills High Bridge NJ 10/2015 09/2016
Bethlehem Township School District Asbury NJ 09/2014 09/2016
Bank Of America, N.A. Bridgewater NJ 06/2017 06/2020
Lpl Financial Llc Bedminster NJ 06/2020 Present
Private Advisor Group Bedminster NJ 06/2020 Present
  • 10/2016 → 06/2020
    Bridgewater, NJ
  • 10/2015 → 09/2016
    High Bridge Hills
    High Bridge, NJ
  • 09/2014 → 09/2016
    Bethlehem Township School District
    Asbury, NJ
  • 06/2017 → 06/2020
    Bank Of America, N.A.
    Bridgewater, NJ
  • 06/2020 → Present
    Lpl Financial Llc
    Bedminster, NJ
  • 06/2020 → Present
    Private Advisor Group
    Bedminster, NJ
Previous Registrations
Other Businesses

1. 6/26/2020 - Main Street Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 2/24/2021 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 07/01/2020 - 240 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 2/2021. I expect to spend approximately 240 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 4/13/2021 - AMWM Advisory Services - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 1/21/2021 - 250 Hours Per Month/140 Hours During Securities Trading - % of AUM, Commissions. 4. 04/02/2024 - Main Street Capital Partners - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 02/07/2024 - 20 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-22
  • S66 Uniform Combined State Law Examination
    2017-03-22
Designations
Other Names
  • Kyle Malavasi

View on SEC IAPD

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