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Current Employers
&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-05-03
TX RA APPROVED 2024-05-03
  • IN RA
    APPROVED
    Since 2024-05-03
  • TX RA
    APPROVED
    Since 2024-05-03

Branch Locations

40 Burton Hills Blvd. Suite 350, Nashville, TN 37215 • UNITED STATES

4600 South Springhill Junction Street, Terre Haute, IN 47802 • United States

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2016 07/2017
Sodexo Indianapolis IN 07/2016 11/2016
Wells Fargo Clearing Services Llc Indianapolis IN 09/2017 02/2022
Unemployed Indianapolis IN 07/2017 09/2017
Wells Fargo Advisors Financial Network, Llc Terre Haute IN 02/2022 05/2024
&Partners, Llc Nashville TN 05/2024 Present
Previous Registrations
Other Businesses

Outside Business Name: Oaubache Land Conservancy Location: City, State Terre Haute Start Date: 2021 Position: Director Description: Manages properties in west central indiana to preserve and restore wildlife habitats Hours per week: Compensation: KLUGER, INC. POSITION: Owner NATURE: This is just an S-Corp affiliated with our practice. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/14/2024 ADDRESS: 4812 W. Private Rd. 890 N, Brazil, IN DESCRIPTION: This is just an S-Corp affiliated with our ipractice. TERRE HAUTE SYMPHONY ORCHESTRA POSITION: Board Member NATURE: The board provides advice and recommendations to the Terre Haute Symphony Orchestra. It also assists in community outreach and communication. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2025 ADDRESS: 25 N 6th St, Terre Haute, IN DESCRIPTION: Provide advice and insight. Vote on various symphony matters, scheduling, and events.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-09
  • S66 Uniform Combined State Law Examination
    2017-01-09
Other Names
  • David Kluger
  • David Alexander Kluger

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