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Mark A Sutain Jr.

Morgan Stanley

Boca Raton, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-06-10
TX RA APPROVED_RES 2022-06-09
  • FL RA
    APPROVED
    Since 2022-06-10
  • TX RA
    APPROVED_RES
    Since 2022-06-09

Branch Locations

595 South Federal Highway Suite 400, Boca Raton, FL 33432 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Brokerage Services, Inc. Boca Raton FL 10/2016 09/2019
Unemployed Boynton Beach FL 07/2016 10/2016
Cetera Advisor Networks Llc El Segundo CA 10/2016 06/2022
Summit Financial Group Inc Boca Raton FL 07/2019 05/2021
"B"Ing The Best, Inc Dba Mcdonald'S West Palm Beach FL 07/2020 05/2022
Morgan Stanley Boca Raton FL 06/2022 Present
  • 10/2016 → 09/2019
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 07/2016 → 10/2016
    Unemployed
    Boynton Beach, FL
  • 10/2016 → 06/2022
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 07/2019 → 05/2021
    Summit Financial Group Inc
    Boca Raton, FL
  • 07/2020 → 05/2022
    "B"Ing The Best, Inc Dba Mcdonald'S
    West Palm Beach, FL
  • 06/2022 → Present
    Morgan Stanley
    Boca Raton, FL
Previous Registrations
  • 2021-05-20 → 2022-06-09
    Cetera Wealth Services, Llc
    Boca Raton, FL
  • 2019-07-11 → 2021-05-20
    Summit Financial Group Inc
    Boca Raton, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-08
  • S66 Uniform Combined State Law Examination
    2019-07-08
Other Names
  • Mark A Sutain
  • Mark A Sutain
  • Mark A Sutain Jr

View on SEC IAPD

Other Firms

SUN CAPITAL ADVISORS, L.P.
AMERIPRISE FINANCIAL SERVICES, LLC
HIGHTOWER ADVISORS, LLC
ISAM FUNDS (USA) LLC
J.P. MORGAN SECURITIES LLC
FOCUS PARTNERS WEALTH, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

THOMAS JETHRO DARDEN
Nancy JoeAnn Tush
LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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