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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-26 |
| NJ | RA | APPROVED | 2022-06-01 |
| NY | RA | APPROVED | 2021-04-12 |
Branch Locations
1430 Broadway Suite 700, New York, NY 10018 • United States
485 Us Highway 1 South Bldg C; Suite 120, Iselin, NJ 08830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wendys | Buffalo | NY | 04/2006 | 10/2016 |
| Foresters Financial Services | New York | NY | 10/2016 | 06/2017 |
| Ny Life | New York | NY | 10/2016 | 10/2016 |
| Foresters Financial Services | New York | NY | 06/2017 | 06/2019 |
| Cetera Investment Services Llc | St Cloud | MI | 06/2019 | Present |
| Cetera Investment Advisers Llc | Iselin | NJ | 06/2019 | Present |
1) THE PANARELLO TEAM, DBA FOR CETERA BUSINESS, 21% OWNER, 4/HRS/WK 2) PART OWNER OF THE PANARELLO BATTISTA TEAM; DBA FOR CETERA BUSINESS 3) MUSICIAN AND MUSIC PRODUCTION; 2 HRS/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-17 |
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