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Gianluca Paci

First Citizens Investor Services, Inc.

Pasadena, CA

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-03
  • CA RA
    APPROVED
    Since 2024-04-03

Branch Locations

75 N. Fair Oaks Ave Suite 400, Pasadena, CA 91103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services Los Angeles CA 10/2016 07/2023
Bank Of The West Los Angeles CA 05/2015 09/2018
Bank Of The West/Bmo Los Angeles CA 09/2018 03/2024
Lpl Financial Llc Northridge CA 07/2023 03/2024
First Citizens Investor Services Pasadena CA 03/2024 Present
First Citizens Bank Pasadena CA 03/2024 Present
  • 10/2016 → 07/2023
    Bancwest Investment Services
    Los Angeles, CA
  • 05/2015 → 09/2018
    Bank Of The West
    Los Angeles, CA
  • 09/2018 → 03/2024
    Bank Of The West/Bmo
    Los Angeles, CA
  • 07/2023 → 03/2024
    Lpl Financial Llc
    Northridge, CA
  • 03/2024 → Present
    First Citizens Investor Services
    Pasadena, CA
  • 03/2024 → Present
    First Citizens Bank
    Pasadena, CA
Previous Registrations
  • 2023-07-19 → 2024-03-05
    Lpl Financial Llc
    Los Angeles, CA
    Valencia, CA
    Chatsworth, CA
    Northridge, CA
    Oxnard, CA
    Sherman Oaks, CA
    Los Angeles, CA
    Woodland Hills, CA
  • 2017-07-14 → 2023-07-19
    Bancwest Investment Services, Inc.
    Los Angeles, CA
    Thousand Oaks, CA
    Los Angeles, CA
    Woodland Hills, CA
    Encino, CA
    Valencia, CA
    Northridge, CA
    Oxnard, CA
    Chatsworth, CA
    Woodland Hills, CA
    Encino, CA
    Sherman Oaks, CA
    Thousand Oaks, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-13
  • S66 Uniform Combined State Law Examination
    2017-07-13

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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