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Rita Esquenazi

Charles Schwab & Co., Inc.

Scarsdale, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-11
  • NY RA
    APPROVED
    Since 2021-10-11

Branch Locations

880 Central Park Avenue, Scarsdale, NY 10583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2016 04/2021
Northwestern Mutual Investment Services Llc White Plains NY 07/2017 04/2021
Unemployed Mount Vernon NY 01/2016 11/2016
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2018 04/2021
Charles Schwab & Co., Inc. Scarsdale NY 05/2021 Present
Charles Schwab Bank, Ssb Scarsdale NY 05/2021 Present
  • 11/2016 → 04/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2017 → 04/2021
    Northwestern Mutual Investment Services Llc
    White Plains, NY
  • 01/2016 → 11/2016
    Unemployed
    Mount Vernon, NY
  • 01/2018 → 04/2021
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 05/2021 → Present
    Charles Schwab & Co., Inc.
    Scarsdale, NY
  • 05/2021 → Present
    Charles Schwab Bank, Ssb
    Scarsdale, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-11
S63 Uniform Securities Agent State Law Examination 2017-11-22
  • S66 Uniform Combined State Law Examination
    2021-10-11
  • S63 Uniform Securities Agent State Law Examination
    2017-11-22
Other Names
  • Rita Esquenazi

View on SEC IAPD

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INDIRA CELENY VALLADARES
VICTORIA BARBARA DE PAOLO

Other Offices

J.P. MORGAN SECURITIES LLC · SCARSDALE, NY
RATIONALWAVE ASSOCIATES CORP. · SCARSDALE, NY
WELLS FARGO CLEARING SERVICES, LLC · SCARSDALE, NY
J.P. MORGAN SECURITIES LLC · SCARSDALE, NY
J.P. MORGAN SECURITIES LLC · Scarsdale, NY
IROQUOIS CAPITAL MANAGEMENT, LLC · SCARSDALE, NY
SPRINGVIEW CAPITAL MANAGEMENT LP · SCARSDALE, NY
INVESTRY, LLC · SCARSDALE, NY

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